Pre-approval (pre-publication) review

Pre-approval (pre-publication) review

Pre-approval (pre-publication) review

Pre-publication review is the compliance sign-off required before marketing content can publish, a traditional gatekeeping model under FINRA and UK rules.

Pre-publication review is the compliance sign-off required before marketing content can publish, a traditional gatekeeping model under FINRA and UK rules.

Pre-publication review is the compliance or legal sign-off required before a piece of marketing content can be published, common under rules such as FINRA Rule 2210 and the UK's financial promotions regime. It is the traditional gate-keeping model, now under pressure from marketing teams producing far more content, faster, than manual pre-approval can absorb.