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FinProm

FinProm is industry shorthand for 'financial promotion,' used across UK and EU compliance conversations for FCA-regulated marketing communications.

FinProm is industry shorthand for "financial promotion," and is used constantly across UK and EU compliance conversations as an informal abbreviation for FCA-regulated marketing communications about investment or credit products.

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ACCC (Australian Competition and Consumer Commission)

AI washing

ASA/CAP Code

ASIC (Australian Securities and Investments Commission)

Audit trail

Australian Consumer Law (ACL)

Bank Secrecy Act (BSA)

Banking-as-a-Service (BaaS)

Buy Now, Pay Later (BNPL)

CAN-SPAM Act

CARD Act (Credit Card Accountability Responsibility and Disclosure Act)

CFPB (Consumer Financial Protection Bureau)

CFTC (Commodity Futures Trading Commission)

CMA (Competition and Markets Authority)

COBS 4

Comparative advertising

Design and Distribution Obligations (DDO)

Digital Services Act (DSA)

EU AI Act

Fair Lending

FCA (Financial Conduct Authority)

Financial Promotion

Financial Promotions Gateway

FINRA Rule 2210

Flesch-Kincaid / Flesch reading ease

FTC Act Section 5

GDPR (General Data Protection Regulation)

Gramm-Leach-Bliley Act (GLBA)

Model Risk Management (SR 11-7 / PRA SS1/23)

Native Advertising (Disclosure)

Negative Option Billing

Net impression

Post-publication (live) monitoring

Pre-approval (pre-publication) review

Product Disclosure Statement (PDS)

Registered Investment Adviser (RIA)

Regulation Best Interest (Reg BI)

Regulation Z (Truth in Lending Act)

RG 234

Risk tolerance

Risk-based review

ROSCA (Restore Online Shoppers' Confidence Act)

SEC Marketing Rule (Rule 206(4)-1)

Substantiation

Target Market Determination (TMD)

UDAAP (Unfair, Deceptive, or Abusive Acts or Practices)

UDAP (Unfair and Deceptive Acts or Practices)